Comprehensive Regulatory Audit Services
Our audit engagements are specifically designed for developmental disability service providers operating under California regional centers.
Fiscal Compliance Audits
We verify that submitted billings, supporting documentation, attendance records, invoices, and financial transactions accurately support reimbursement requests submitted to regional centers.
- Billing verification
- Attendance documentation
- Source document validation
- Payment reconciliation
- Overpayment analysis
- Underpayment identification
- Financial record consistency
Operational Compliance Reviews
Operational compliance extends well beyond financial reporting. We evaluate staffing documentation, payroll records, consumer service records, staffing ratios, scheduling practices, and internal procedures.
- Staffing documentation
- Payroll records review
- Consumer service records
- Staffing ratios
- Scheduling practices
- Internal procedures
Financial Statement Audits
Organizations meeting California reporting thresholds require independent financial reporting. We perform independent audits, reviews, and provide comprehensive working papers and management recommendations.
- Independent Audits
- Independent Reviews
- Audit Working Papers
- Financial Documentation Support
- Management Recommendations
Consumer Trust Fund Audits
Consumer personal funds require careful accountability. Our reviews verify deposit accuracy, disbursement documentation, ledger reconciliation, supporting receipts, and regulatory compliance.
- Deposit accuracy
- Disbursement documentation
- Ledger reconciliation
- Supporting receipts
- Regulatory compliance
Vendor Compliance Reviews
We review vendor files for completeness and regulatory accuracy, ensuring all required documentation meets California regional center standards.
- Vendor Agreements
- Medi-Cal Documentation
- Service Codes
- Vendor Numbers
- Required Signatures
- Compliance Documentation
Request a Consultation
Whether you require an independent financial audit, an operational compliance review, business financing, or assistance organizing your records, Financial Focal is ready to help.
Request a Confidential Consultation